BSA/AML Regulatory Issue Verification Internal Audit (5 roles)
NYC,NY | Baltimore or Remote
6 Months
Experience (in years): 10+ years in Regulatory audit for large U.S. banks (JPM, Morgan Stanley, Citi, etc.) or International Financial Institutions (HSBC, Barclays, UBS, DB, etc.)
Summary:
Seeking a team of regulatory auditor with experience performing audit closure verification testing and BSA/AML subject matter expertise. The roles require knowledge of BSA/AML controls including suspicious activity monitoring and reporting, and customer due diligence (onboarding, customer risk ranking, enhanced due diligence (EDD)).
Scope and Deliverables:
Oversee completion of closure verification testing of junior auditors performing design and operational effectiveness testing of Fed/OCC issue remediation actions
Perform design and operational effectiveness testing of Fed/OCC issue remediation actions
Interact with management action owners
Assess documentation of action plan completion
Select and test operational instances of new and enhanced controls supporting action plan completion
Skillsets Required:
Advanced understanding of audit issue verification techniques
Experience with US regulatory expectations
Advanced understanding of suspicious activity monitoring controls (i.e. automated monitoring and case management systems; AML risk typologies; transaction alert creation and disposition; financial crimes investigations; SAR reporting; policies and procedures; program governance)
Advanced understanding of customer due diligence (i.e. customer onboarding workflows; customer risk assessments; CIP/CDD/EDD regulatory and industry expectations; periodic reviews; ongoing customer activity reviews; policies and procedures; program governance)
Additional Sills:
Skills:
| Category | Name | Required | Importance | Experience |
| SkillCategoryTest1_MN | Internal Auditing | Yes | 1 | 7+ years |
...develop sales enablement tools and training materials.* Help manage product launches and promotional activities, ensuring all materials... ...work collaboratively in a team environment and manage multiple projects simultaneously.Benefits:* Competitive hourly wage: $19 -...
...reimbursement and paid time off. This role may be filled at the Apprentice or Journey level dependent upon qualifications. Training... ...be required to be certified to apply herbicides Must have mechanical skills, ability to work in a team setting, capable...
...and Aurora DB Implement IAM, KMS , and security best practices Build and manage data pipelines and integrations with Databricks Implement application logging, monitoring, and alerting using tools such as Splunk, Dynatrace, and CloudWatch...
...Signal Security is Hiring a Security Officer! Location: Syracuse, NY (On-Site) Pay Rate: $17.00/hour Employment Type: Part... ...Responsibilities Protect people and property by conducting patrols and monitoring assigned areas Respond to incidents, report irregularities...
...Culinary Gardener / Farm Manager (6341) Location: Mt. Hamilton, California JobNumber: 6341 Grandview Farms is a one acre, highly diversified, organically grown (non certified) operation dedicated to supplying restaurants in the San Jose area. The farm specializes...